-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, P3SYu3g2Feaq8ry33zVDsNwbYO8JIP0H+WtEvWMWhCV4yjm+pkZfdC4xvoBg9qFN Mk5LCZx56UKZG9njGg9cZw== 0000934729-96-000034.txt : 19960412 0000934729-96-000034.hdr.sgml : 19960412 ACCESSION NUMBER: 0000934729-96-000034 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960411 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PEOPLES ENERGY CORP CENTRAL INDEX KEY: 0000077385 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS DISTRIBUTION [4924] IRS NUMBER: 362642766 STATE OF INCORPORATION: IL FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-01580 FILM NUMBER: 96546061 BUSINESS ADDRESS: STREET 1: 24TH FLOOR STREET 2: 130 EAST RANDOLPH DRIVE CITY: CHICAGO STATE: IL ZIP: 60601-6207 BUSINESS PHONE: (312)240-4000 FORMER COMPANY: FORMER CONFORMED NAME: PEOPLES GAS CO/ DATE OF NAME CHANGE: 19600201 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BANKMONT FINANCIAL INC CENTRAL INDEX KEY: 0000934729 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 111 WEST MONROE STREET STREET 2: P O BOX 755 CITY: CHICAGO STATE: IL ZIP: 60690 BUSINESS PHONE: 3124612121 SC 13G/A 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. 7 )* PEOPLES ENERGY CORPORATION (Name of Issuer) Common Stock (Title of Class of Securities) 711030106 (CUSIP Number) Check the following box if a fee is being paid with this statement ( ). (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) *The remainder of this cover pages shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of the section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following page(s)) Page 1 of 8 Pages Page 2 of 8 Pages CUSIP NO. 711030106 13G 1 NAME OF REPORTING PERSON S. S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Bankmont Financial Corp. (Previously updated by Harris Bankcorp, Inc. on behalf of Bankmont Financial Corp.) 51-0275712 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ( ) See Exhibit 1 (b) ( ) 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION A Delaware Corporation NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5 SOLE VOTING POWER 1,719,769 6 SHARED VOTING POWER 0 7 SOLE DISPOSITIVE POWER 1,677,645 8 SHARED DISPOSITIVE POWER 32,534 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,719,772 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 4.9% 12 TYPE OF REPORTING PERSON HC *SEE INSTRUCTION BEFORE FILLING OUT! Page 3 of 8 pages 1(a) NAME OF ISSUER: Peoples Energy Corporation 1(b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 122 S. Michigan Avenue Chicago, IL 60603 2(a) NAME OF PERSON FILING: Bankmont Financial Corp.(previously filed by Harris Bankcorp, Inc. on behalf of Bankmont Financial Corp.) 2(b) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR RESIDENCE: 111 West Monroe Street P. O. Box 755 Chicago, IL 60690 2(c) PLACE OF ORGANIZATION OR CITIZENSHIP: A Delaware Corporation 2(d) TITLE OF CLASS OF SECURITIES: Common stock 2(e)CUSIP NUMBER: 711030106 3 If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a: (a) [ ] Broker or dealer registered under section 15 of the Act. (b) [X] Bank as defined in section 3(a)(6) of the Act. (c) [ ] Insurance company as defined in section 3(a)(19) of the Act. (d) [ ] Investment company registered under section 8 of the Investment Company Act. (e) [ ] Investment adviser registered under section 203 of the Investment Advisers Act of 1940. (f) [ ] Employee benefit plan, pension fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or endowment fund; see Sec.240.13d-1(b)(1)(ii)(F). (g) [X] Parent holding company, in accordance with Sec.240.13d- 1(b)(ii)(G). (h) [ ] Group, in accordance with Sec.240.13d-1(b)(1)(ii)(H). 4 OWNERSHIP: (a) Amount Beneficially Owned: 1,719,772 See Exhibit 2 (b) Percent of Class: 4.9% (c) Number of Shares as to Which Such Person has: (i) Sole power to vote or to direct the vote: 1,719,769 (ii) Shared power to vote or to direct the vote: 0 (iii) Sole power to dispose or to direct the disposition of: 1,677,645 (iv) Shared power to dispose or to direct the disposition of: 32,534 5 OWNERSHIP OF 5 PERCENT OR LESS OF A CLASS. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following (X). 6 NOT APPLICABLE 7 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: Bankmont Financial Corp., a Parent Holding Company, filing under Rule 13d-a(b)(ii)(G) on behalf of the following subsidiaries: Harris Bankcorp, Inc., a Parent Holding Company 111 West Monroe Street P. O. Box 755 Chicago, IL 60690 Page 5 of 8 Pages Harris Trust and Savings Bank, a bank 111 West Monroe Street P. O. Box 755 Chicago, IL 60690 Harris Bank Barrington, N.A., a bank 201 South Grove Avenue Barrington, IL 60010 Harris Bank Naperville, a bank 503 North Washington Street Naperville, IL 60566 Harris Investment Management, Inc., an investment company 111 West Monroe Street Chicago, IL 60603 Harris Bank Winnetka, N.A., a bank 520 Green Bay Road Winnetka, IL 60093 Harris Trust Bank of Arizona, a bank 6263 North Scottsdale Road Suite 100 Scottsdale, AZ 85250-5401 Harris Bank St. Charles, a bank 1 East Main Street St. Charles, IL 60174 Harris Bankmont Inc., a Parent Holding Company 111 West Monroe Street Chicago, IL 60603 Harris Bank Woodstock, a bank 101 South Benton Street Woodstock, IL 60098 Harris Bank Palatine N. A., a bank 50 North Brockway Street Palatine, IL 60078 8 NOT APPLICABLE 9 NOT APPLICABLE 10 CERTIFICATION: By signing below, the undersigned certifies that, to the best of his knowledge and belief, the securities referred to above were acquired in the ordinary course of business and not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. SIGNATURE: After reasonable inquiry and to the best of his knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct. Date: February 13, 1996 BANKMONT FINANCIAL CORP. BY: (Alan G. McNally) Alan G. McNally President SCHEDULE 13G Exhibit 1 Bankmont Financial Corp., a wholly-owned subsidiary of Bank of Montreal, owns Harris Bankcorp, Inc. Harris Trust and Savings Bank is a wholly-owned subsidiary of Harris Bankcorp, Inc. Pursuant to Rule 13-d(f)1(iii), Harris Bankcorp, Inc. and Harris Trust and Savings Bank agree to this filing of Schedule 13G by Bankmont Financial Corp. This exhibit is submitted as proof of their agreement and authorization for Bankmont Financial Corp. to file on their behalf. Date: February 13, 1996 HARRIS BANKCORP, INC. BY: (Thomas R. Sizer) Thomas R. Sizer Secretary HARRIS TRUST AND SAVINGS BANK BY: (Robert J. Fridell) Robert J. Fridell Vice President SCHEDULE 13G Exhibit 2 In accordance with Rule 13d-4, Bankmont Financial Corp., its wholly-owned subsidiary Harris Bankcorp, Inc. and its wholly-owned subsidiary Harris Trust and Savings Bank as Trustee, expressly disclaim beneficial ownership of the 1,663,792 Common Shares held by the Harris Trust and Savings Bank as Trustee of the Peoples Energy Corporation Employee Stock Ownership Plan (the "Shares" and the "Plan"). These Shares are reported on Cover Sheet page 2 and also on pages 4 through 6 of this Schedule 13G. Under terms of the Plan, as amended, the Trustee is to vote the allocated Shares held by the Plan in accordance with the instructions received from Plan participants and to dispose of the allocated Shares in connection with tender offers in accordance with directions received from Plan participants. Unallocated shares and shares for which no directions are received, or invalid directions are received, are voted by the Trustee in the same proportion as alloated shares for which valid voting directions are received. The Trustee tenders unallocated shares in the same proportion as allocated shares for which tender instructions are received from Plan participants. The actions and duties of the Trustee pursuant to the provisions of the Plan and the Trust, including but not limited to the provisions described above, are subject to the requirements of the Employee Retirement Income Security Act of 1974. Attached to each of such Shares is a Preferred Stock Purchase Right. -----END PRIVACY-ENHANCED MESSAGE-----